New Delhi: After empowering investors through Charters for them, Sebi Market Regulators said on Monday that he was looking at introducing an alternative dispute settlement mechanism in various agreements (wherever possible) between regulated entities and their clients to provide effective settings.
Although there is an arbitration allowance for complaints against brokers and deposits, in addition to several other market participants, SEBI will check whether similar settings can also be applied to companies that are registered, sources to TOI.
However, regulators are looking to strengthen complaints complaints mechanisms and how it can be adjusted to the best to benefit investors.
In terms of receiving a large number of repetitive complaints on any problem, the root causes are analyzed and, if needed, the appropriate policy changes are carried out to overcome the problem, the word is in a statement on Monday and register several steps that have flowed from him.
For example, amendments to investor protection funds to expand the scope of dispute resolution.
In November, Sebi has published investor charter for securities markets with separate charter for brokers, exchanges, asset management companies and others.
They provide details of service and schedules to help investors increase the ease of investing in the Indian securities market, Sebi said.